A substantial amount of evidence demonstrates that birds are theropod dinosaurs, and that birds evolved during the Jurassic from small, feathered maniraptoran theropods closely related to dromaeosaurids and troodontids (known collectively as deinonychosaurs) [the small dromaeosaurid Microraptor shown in adjacent image]. The precise details of avian origins remain the subject of debate, and argument continues over whether proto-birds were tree climbers, leapers, terrestrial cursors, or combined some of these lifestyles. But because basal deinonychosaurs were small animals (not much different in size from basal birds like Archaeopteryx), it seems that small size was a primitive character of the deinonychosaur + bird clade (known as Paraves). We also know – thanks to the spectacular Lower Cretaceous fossils from Liaoning Province in China – that deinonychosaurs (and other maniraptorans) were feathered like birds. In other words, small size and an extensive covering of true feathers were primitive for paravians.
Based on what we know of the dinosaur fossil record, palaeontologists generally think that most of dinosaur evolution happened at relatively large body size (by which I mean at a mass greater than a few kilos), and in animals that were entirely terrestrial. Small size (<1 kg) and arboreal habits seem to have arisen pretty late, and only within maniraptorans. I’m not saying, by the way, that all maniraptorans were arboreal; just that it’s somewhere within this clade that arboreal habits evolved.
Here, we look at a rather different proposal: the decidedly non-standard, non-mainstream Birds Come First (or BCF) hypothesis proposed by George Olshevsky. Rightly or wrongly, BCF has never been discussed in the technical literature (I have at least alluded to it in historiographical articles (Naish 2000a, b)), and all of George’s articles on it have been in the ‘grey’ or popular literature (Olshevsky 1991, 1994, 2001a, b). Thanks, predominantly, to his activity on the dinosaur mailing list (a popular discussion list for dinosaur aficionados and researchers), George’s BCF hypothesis was once well known and much discussed, and perhaps considered seriously by at least a few specialists [image below shows some of the 'dino-birds' integral to the BCF hypothesis (read on), with Archaeopteryx at far right. This illustration is © Luis Rey and originally appeared in Olshevsky (1994)]
It should be noted to start with that the name ‘Birds Come First’ is in fact rather misleading, as the hypothesis does not propose that birds in the proper sense evolved earlier than did other dinosaurs or other archosaurs: rather, it posits that small, bird-like, arboreal archosaurs were the direct ancestors of all the archosaurs that came later on (proper birds included). George was aware of this fact, and apparently considered the rather tongue-in-cheek alternative acronym GOODD, meaning George Olshevsky On Dinosaur Descendants. This was, of course, meant to be used in opposition to the also tongue-in-cheek BADD (Birds Are Dinosaur Descendants): the term George uses for the ‘conventional’ or ‘mainstream’ view of avian origins outlined in the first two paragraphs above. ‘BADD’ is bad, according to BCF, as it imagines that small size, feathers and arboreal habits all evolved very late in archosaur evolution, and exclusively within maniraptoran theropod dinosaurs [image below shows more of the 'dino-birds' integral to the BCF hypothesis. These are early forms that are imagined to be somewhere between the first archosaur and the first theropod in phylogenetic position. This illustration is © Luis Rey and originally appeared in Olshevsky (1994)].
The three ‘problems’ of the standard theory
Why does BCF have such a problem with the widely accepted, ‘standard’ view of bird evolution? Olshevsky points specifically to three problems: the ‘time problem’, the ‘size problem’, and the ‘wing problem’ (Olshevsky 1994, 2001a). The ‘time problem’ refers to the fact that basal birds (specifically, archaeopterygids) are older than other paravians. Bird-like maniraptorans (deinonychosaurs and so on) are younger than basal birds, not older than them as they should be if birds evolved from deinonychosaur-like ancestors. The fossil record indicates, Olshevsky argues, that the large, flightless maniraptorans (dromaeosaurids and so on) are more likely to be the descendants of the little, flying, bird-like forms, not the other way round. If you’ve followed the dinosaur literature you’ll know that this idea did not originate with Olshevsky: Greg Paul first proposed during the 1980s that dromaeosaurids and other bird-like coelurosaurs might be the secondarily flightless descendants of archaeopterygid-like ancestors (Paul 1984, 1988a, b, 2002).
The second problem proposed by Olshevsky – the ‘size problem’ – asserts that the apparent miniaturisation of proto-birds required for the standard theory of avian origins is problematical given that animals tend to become larger during their evolution, not smaller (the infamous Cope’s Rule). In the standard theory, no obvious explanation for the miniaturisation of the theropod dinosaurs ancestral to birds exists (Olshevsky 1994, 2001a). BCF gets round this (supposedly) by arguing that bird ancestors were small all along (going all the way back to the archosaurian common ancestor), and that the big archosaurs (ALL of them) evolved (on many, many separate occasions) from these small ancestors. In other words, BCF is compatible with Cope’s Rule [the dromaeosaurid Deinonychus shown here, from wikipedia].
Finally, BCF points to the ‘wing problem’. The standard theory requires that the avian wing evolved gradually from a limb originally used for predation. Olshevsky (2001a) argued that no convincing model ‘explaining’ this transition had ever been presented (he noted that various different hypotheses have been suggested: that wings evolved as exaptations from feathered arms originally used as insects traps, for shading eggs, for providing thrust, for aiding manoeuvrability when running, and so on). BCF therefore follows the same logic as that applied by those ornithologists who favour a non-dinosaurian origin for birds. Namely, that wings ‘cannot’ have evolved in a terrestrial context, but must instead have evolved in an arboreal setting, in animals that used their forelimbs to slow or control their movement during leaping, parachuting, or gliding.
Dinosaur phylogeny a la BCF
In order to provide a solution that takes account of these ‘three problems’, BCF kind of combines the ‘trees down’ model of avian origins favoured by some ornithologists (and by most palaeontologists in the post-Heilmann, pre-Ostrom era*) with the secondary flightless hypothesis proposed by Greg Paul. BCF proposes that dinosaurs and other archosaurs started their history as small, quadrupedal tree-climbers, already kitted out with spiny ‘proto-feathers’, and that a ‘central lineage’ of small, tree-climbing forms connected these Permo-Triassic forms with the birds proper that evolved later on. All of the key innovations that led to the modern avian condition – skeletal pneumaticity, endothermy, feathers, wings, reduction and loss of the 4th and 5th fingers, reduction of lateral toes and modification of the hallux, reduction and loss of teeth, tail stiffening and so on – evolved in this single unbroken lineage, the hypothetical members of which were referred to by Olshevsky as ‘dino-birds’. Dino-birds perhaps resembled the numerous small, arboreal theropods – the arbrosaurs – invented for Dougal Dixon’s fictional work The New Dinosaurs (a few arbrosaurs shown here). Whereas the conventional theory provides no obvious explanation for the incremental appearance of ‘avian’ characters in theropods and other archosaurs, BCF posits that they all evolved as logical improvements to the arboreal, gliding dino-bird lifestyle.
* If you’ve ever read anything about the history of bird origin theories, you’ll know that birds were originally linked with other dinosaurs back in the late 1800s, most famously by Thomas Huxley. This view remained fairly popular until the 1920s when Gerhard Heilmann’s book The Origin of Birds was published in English. Heilmann argued that birds could not have descended from dinosaurs (predominantly because dinosaurs lacked clavicles, or so he thought), and he therefore favoured the idea that birds originated from the so-called ‘pseudosuchians’: primitive archosaurs that were also thought ancestral to dinosaurs and crocodilians. This became the mainstream view until the 1970s, when a new look at the anatomical evidence (combined with new data from maniraptoran theropods) led John Ostrom to successfully resurrect the dinosaur hypothesis. The best and most complete review of bird origin theories is that provided by Witmer (1991).
Olshevsky has noted on several occasions that his model could be entirely compatible with any given ‘standard’ archosaur phylogeny. That his own, favoured phylogeny for archosaurs is decidedly non-standard is, therefore, effectively irrelevant, but it’s worth discussing it here as it hasn’t been much discussed elsewhere (I base my comments here on the details given in Olshevsky (1991, 1994), though I am aware that some of his views on the affinities discussed in those works have since changed). Olshevsky’s views on non-dinosaurian archosaurs aren’t really that weird: he imagines crurotarsans to form a clade that diverged early on from the pterosaur-dinosaur clade, and the sorts of relationships that he’s proposed for phytosaurs, rauisuchians, aetosaurs, crocodilians are so on aren’t that different from standard phylogenies (Olshevsky 1991, 1994). However, among the most controversial of his proposals is that the weird little Triassic reptiles Megalancosaurus and Longisquama [shown here] are dinosaurs, and part of a large group (termed Theropodomorpha) that also includes Marasuchus, Lagerpeton, herrerasaurids and theropods (Olshevsky 1991, 1994). Saurischia is not monophyletic in Olshevsky’s scheme, and sauropodomorphs and ornithischians are united in Phytodinosauria (an association originally proposed by Bakker, and later mooted by a few workers, but otherwise no longer maintained by anyone). Within Sauropodomorpha, sauropods are regarded as the most basal clade as, in contrast to other taxa, they possess large fifth toes (Olshevsky 2001c).
Remember that, in BCF, all of the groups of large, terrestrial archosaurs have evolved separately from arboreal dino-birds: in the crurotarsans of the Triassic, in the separate waves of big theropods, in the sauropodomorphs, and in the separate ornithischian clades, we are seeing successive and independent archosaurian radiations, all of which came down from the trees and took anew to terrestrial life.
So there you have it. It would be wrong to finish here: what about a critique of some sort? I’ll get to that next.
For previous articles on non-standard phylogenetic hypotheses see…
- Goodbye from the stem-haematotherm, goodbye from me
- Aquatic proto-people and the
theoryhypothesis of initial bipedalism - Amphisbaenians and the origins of mammals
And for previous articles relevant to early birds and avian origins see…
- Feathers and filaments of non-avian dinosaurs, part I
- Feathers and filaments of dinosaurs, part II
- Long and Schouten’s Feathered Dinosaurs, a review
- Tet Zoo picture of the day # 24 (on archaeopterygids)
- A stunning new Mesozoic bird… well, new-ish
- A quick history of tree-climbing dinosaurs
- Epidexipteryx: bizarre little strap-feathered maniraptoran
- A month in dinosaurs (and pterosaurs): 1, therizinosauroid fuzz
- A month in dinosaurs (and pterosaurs): 2, of alvarezsaurids and avialians
Refs – -
Naish, D. 2000. Theropod dinosaurs in the trees: a historical review of arboreal habits amongst nonavian theropods. Archaeopteryx 18, 35-41.
- . 2000. 130 years of tree-climbing dinosaurs: Archaeopteryx, ‘arbrosaurs’ and the origin of avian flight. The Quarterly Journal of the Dinosaur Society 4 (1), 20-23.
Olshevsky, G. 1991. A Revision of the Parainfraclass Archosauria Cope, 1869, Excluding the Advanced Crocodylia. Publications Requiring Research, San Diego.
- . 1994. The birds first? A theory to fit the facts. Omni 16 (9), 34-86.
- . 2001a. The birds came first: a scenario for avian origins and early evolution, 1. Dino Press 4, 109-117.
- . 2001c. Dinosaurs 2001. Column 3: Isanosaurus. Dino Press 4, 92-95.
- . 2001b. The birds came first: a scenario for avian origins and early evolution. Dino Press 5, 106-112.
Paul, G. S. 1984. The archosaurs: a phylogenetic study. In Reif, W.-E. & Westphal, F. (eds) Third Symposium on Mesozoic Terrestrial Ecosystems, Short Papers. Attempto Verlag (Tübingen), pp. 175-180.
- . 1988a. The small predatory dinosaurs of the mid-Mesozoic: the horned theropods of the Morrison and great Oolite – Ornitholestes and Proceratosaurus – and the sickle-claw theropods of the Cloverly, Djadokhta and JudithRiver – Deinonychus, Velociraptor and Saurornitholestes. Hunteria 2 (4), 1-9.
- . 1988b. Predatory Dinosaurs of the World. Simon & Schuster, New York.
- . 2002. Dinosaurs of the Air: the Evolution and Loss of Flight in Dinosaurs and Birds. Baltimore: Johns Hopkins University Press, Baltimore.
Witmer, L. M. 1991. Perspectives on avian origins. In Schultze, H.-P. & Trueb, L. (eds) Origins of the Higher Groups of Tetrapods: Controversy and Consensus. Cornel University Press (Ithaca, London), pp. 427-466.