Birdish adaptations in dinosaurs: Aerosteon riocoloradensis

In the process of writing a post on bird evolution, it occurred to me that it might be helpful to re-post something I wrote a couple of years ago covering research reported by Paul Sereno about new fossil material from a theropod known as em>Aerosteon riocoloradensis. When I went to look at my original post, I was reminded that there was quite a bit of other writing on the blogosphere (and elsewhere on the Intertubes) about this find. Here, I'd like to give you the bottom line (insofar as what I wanted people to know when referring back to my repost) and then, in the interest of both full scientific disclosure and prurient fanning of the flames of professional flamosity (though I quickly add that this second outcome is incidental, not my intent) I'll provide a summary of the blogospheric discussion along with my repost, and links for you to follow.

First, the bottom line: em>Aerosteon riocoloradensis is a dinosaur that had a respiratory system like that found today in birds, in the sense that it seems to have been adapted to maximize the flow of air across gas-exchange surfaces (like what we have in the lungs) in order to be super-good at aerobics. It seems that the various experts (to whom I refer below) have various ... ahem ... bones to pick with each other but all agree on the basic fact that this dinosaur breathed somewhat like a bird. Remarkably, this dinosaur is NOT a bird ancestor. It is on another branch of the dinosaurs that were related to birds, but not ancestral to birds. And that is the point I planned to make in my post on bird evolution. (See: Are Birds Really Dinosaurs? at 10,000 Birds.)

And now, on with the show:

My Original Post:

Aerosteon riocoloradensis: A Very Cool Dinosaur from Argentina

Fossils of a newly discovered species of dinosaur -- a 10-meter-long, elephant-weight predator -- were discovered in 1996 along the banks of Argentina's Rio Colorado, and are now being reported after a long period of careful study. This dinosaur dates to about 85 million years (which falls within the Cretaceous period).

Perhaps the most interesting feature of Aerosteon riocoloradensis is that it demonstrates the evolution of a bird-like respiratory system in an animal that is definitely not bird-like in most other ways. Indeed, the authors of this paper imply that this dinosaur's respiratory system represents an early phase in the evolution of the bird's respiratory system. This is a case of an adaptation arising in one context and later being used in an entirely different context.

This is how evolution often works: An adaptation arises for one reason, and then that adaptation is employed in a similar way but for a very different purpose (it is "exapted" as Stephen Gould would say) in a later organism. In this case, we see a lung adapted for a certain kind of efficiency in a terrestrial organism. Later, if the authors are correct, this same efficiency-enhancing adaptation is used in birds as an adaptation related to flight, an entirely different reason.

This diagram shows a reconstruction of the dinosaur Aerosteon riocoloradensis in outline, with the features identified as related to the pneumatic (breathing-related) adaptations indicated. You can access the original paper on line if you wish to study these features in more detail. Suffice it to say that there are a lot of pneumatic features of interest!

In order to understand the significance of this find, it may be helpful to first discuss some interesting things about tetrapod lungs, and bird lungs in particular.

Let's start with a useful digression about breathing. Obviously, the rate of energy demand by an air breathing organism (which might relate to the organism's movement pattern) determines the required breathing rate. It is interesting to note, then, that the breathing rate of many organisms is determined to some degree ... sometimes completely ... by the movement pattern of the organism. The classic example of this is the medium to large size cursorial (ground-walking) mammalian quadruped, such as a horse or a cheetah (perhaps the two most studied such animals in relation to running). When a horse or cheetah is running, the animal automatically exhales when it hits the ground, and thus inhales when it is in the air-borne part of its stride. Thus, the rate of breathing is determined by the rate of running. That may sound useful because one would want to increase breathing rate when running faster, but in truth, this is NOT even close to the best engineered system. The fact is that as a cheetah or a horse runs father, the rate of breathing should increase much more than it is allowed to by the movement pattern. This is the limiting factor on distance and/or speed of these mammals.

This limiting factor (breathing rate) affects two different systems, and which one conks out first will depend on the situation: 1) This limits the rate of oxygen intake; and 2) this limits the cooling effects of breathing, which for many quadrupedal mammals would be the main effect. Cheetahs do not stop running after a quick burst because they are tired out. They stop because they are overheated.

Humans do not have this limitation. Being bipedal, humans can increase their breathing rate as they run. For this reason a fit human with proper experience can run for hours without stopping, while a typical quadruped (like a deer, antelope, horse, or cheetah) must stop much more frequently. Some human groups today and in recent times are known to have hunted this way: Running the animal down. Don't try this with a cheetah, they can bite and pant at the same time!

If this was a constraint on birds ... say, if every flap of the wing required a breathing cycle ... then you would see birds standing around resting all of the time, and there would be no long-range migratory species of birds. Also, many birds fly (typically while migrating) at very high altitudes, where there is less oxygen per breath. And, of course, generally speaking flight is very demanding in terms of energy (this affects a wide range of adaptations. See this for example.)

Birds manage this problem by having a very different respiratory system than other tetrapods. Bird lungs are fairly rigid. They do not expand and contract, letting air in and pushing air out in a tidal fashion, as mammalian lungs do. Rather, they are set up to have air pass through them in one direction (from front to back) continuously. The movement of air in mammals is facilitated by the diaphragm contracting and expanding, and thus inflating and deflating the lung. In birds, the movement of air is facilitated by a system of air sacs. Many of the air sacs act as bellows moving the air at a continuous and controlled rate through the lungs. This rate can be increased or decreased as needed irrespective of the movement of the animal's body.

From Figure 1 of the paper: Cranial sinus and postcranial air sac systems in birds. All pneumatic spaces are paired except the clavicular air sac, and the lungs are shaded. Abbreviations: aas, abdominal air sac; atas, anterior thoracic air sac; cas, cervical air sac; clas, clavicular air sac; hd, humeral diverticulum of the clavicular air sac; lu, lung; pns, paranasal sinus; ptas, posterior thoracic air sac; pts, paratympanic sinus; t, trachea.

One of the interesting features of bird air sacs is that some part of some of the air sacs grow into some of the bird's bones.

This is the best scenario for a paleontologist. Soft tissue adaptations are nice, but typically do not preserve as fossils. Therefore, we don't know what early bird lungs look like. But since the air sacs involve the bones, which do preserve as fossils, there is hope to understand the evolution of this trait in birds.

It turns out that Aerosteon riocoloradensis has numerous pneumatic adaptations in its skeleton (see the diagram at the top of this post). The PLoS paper clearly documents these; There is no question whatsoever that these are present, and there is no question as to what they are for. It is almost certainly the case that Aerosteon riocoloradensis had a somewhat bird-like respiratory system.

But, if you look at Aerosteon riocoloradensis as reconstructed, it clearly did not fly. Also, as a biped, it may not have been as constrained in its breathing cycle as a mammalian horse or cheetah would be (I'm oversimplifying that argument a bit). But there are at least two reasons that this dinosaur would benefit from this adaptation: First, long distance high energy cursorial hunting would be facilitated by an extremely efficient respiratory system. In other words, this large allosaurus like dinosaur would have been able to prance along after its prey for longer than the less aerobically efficient, possibly quadrupedal tidal-lung equipped prey would be able to prance away. What a great hunting adaptation: To not have to stop and rest as often as your prey. Second, this adaptation would have been very effective for cooling down.

The authors of this paper have added a third benefit of the rigid lung facilitated by air sacs: Reduction of upper body mass to allow the bipedal animal to be better balanced. This idea relates to one of the odd features of Aerosteon riocoloradensis's air sacs: Some of the air sacs are located in an unusual place, involving the "belly ribs" on the lower part of the body. The authors see this as evidence that the front of the animal had a system of air tubes in it's skin, which they view as an adaptation for cooling.

The authors have combined the results of this analysis with other information to provide a model for the evolution of avian air sacs and one way bellows-driven lung ventilation. Here (paraphrased from the original paper for easier reading) are the four phases they outline, which you can link to the diagram provided below.

Phase I
Elaboration of paraxial cervical air sacs in basal theropods (bipedal dinosaurs) no later than the earliest Late Triassic.
Phase II
Differentiation of so-called avian ventilatory air sacs, including both cranial (clavicular air sac) and caudal (abdominal air sac) divisions, in basal "tetanurans" (theropod dinosaurs) during the Jurassic. A heterogeneous respiratory tract with flexible air sacs that could be used as bellows, in turn, suggests the presence of rigid, dorsally attached lungs with flow-through ventilation, as found today in birds.
Phase III
Evolution of a primitive air pump involving the sternum and ribs in maniraptoriform theropods, the group that includes today's birds, before the close of the Jurassic.
Phase IV
Evolution of an advanced air pump involving the sternum and rib in maniraptoran theropods before the close of the Jurassic.

In addition, the authors conclude:

  • The advent of avian unidirectional lung ventilation is not possible to pinpoint, as osteological correlates have yet to be identified for uni- or bidirectional lung ventilation.
  • The origin and evolution of avian air sacs may have been driven by one or more of the following three factors: flow-through lung ventilation, locomotory balance, and/or thermal regulation.


In addition to the importance of this find in relation to the evolution of respiratory systems in dinosaurs and birds, Aerosteon riocoloradensis is also important for another reason. From the paper:

The new theropod is particularly interesting for another reason; it represents a previously unrecorded lineage of large-bodied predator in the early Late Cretaceous (Santonian, ca. 84 Ma) of South America. Most large-bodied Cretaceous theropods on southern continents (South America, Africa, Madagascar, India) pertain to one of three distinctive and contemporary clades: abelisaurids..., spinosaurids..., or carcharodontosaurids .... This predatory triumvirate persisted for millions of years on both South America and Africa.... Although initially thought to be a late-surviving carcharodontosaurid..., Aerosteon preserves cranial bones that bear none of the distinguishing features of carcharodontosaurids.... Rather, Aerosteon represents a distinctive basal tetanuran lineage that has survived into the Late Cretaceous on South America and is possibly linked to the allosauroid radiation of the Jurassic.

See also this post at A Blog Around the Clock

Sereno PC, Martinez RN, Wilson JA, Varricchio DJ, Alcober OA, et al. (2008) Evidence for Avian Intrathoracic Air Sacs in a New Predatory Dinosaur from Argentina. PLoS ONE 3(9): e3303. doi:10.1371/journal.pone.0003303.

You can get the paper here.

A Summary of Other Writings on This Dinosaur and the Circumstances of its Analysis and Reporting by Sereno Et Al:

Unhappy with Aerosteon at Tetrapod Zoology

If you've been keeping an eye on the newswires you'll have seen that a very exciting new theropod dinosaur was described about a week ago now: Aerosteon riocoloradensis Sereno et al., 2008, an allosaurid allosauroid from the Santonian Anacleto Formation of Mendoza Province, Argentina. Hooray again for open-access publishing: Sereno et al. (2008) is published in PLoS ONE, and as such is 100%, no-holds-barred, open-access for the whole world (Fig. 16 from Sereno et al. (2008) shown here]. There is no question that Aerosteon is a neat animal and a very significant discovery. ... some articles in the blogosphere make it look as if this is the first thing that anyone has ever written on skeletal pneumaticity in dinosaurs. However, those of us involved in research on post-cranial pneumaticity in dinosaurs are not entirely happy with the paper, for two reasons...


Read the rest here.

The Aerosteon saga, Part 1: Introduction and background at Sauropod Vertebra Picture of the Week

...the inference of cervical and abdominal air sacs in non-avian dinosaurs does not depend simply on the existence of postcranial pneumaticity. Rather, these inferences are based on patterns of postcranial pneumaticity that are diagnostic for specific air sacs.

Verdict: Fail....

Read the rest here

Then read:


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